Larry Roby
Larry Roby is a registered investment advisor at Brookstone Capital Management LLC, based in Wheaton, IL, with 17 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 54,545 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookstone Capital Management's investment management fees are negotiable, up to a maximum of 2.5% annually. The fee includes a portion for BCM (up to 0.95%) and a portion for the investment advisor representative (up to 1.55%). The exact fee is outlined in your agreement. BCM offers its asset management program as a wrap fee program at Schwab, which bundles advisory and transaction fees into a single fee. At Fidelity, clients are part of a non-wrap fee program and may be charged transaction fees. All accounts are charged a monthly $8 fee for software, reduced for accounts under $8,000.
Location
1745 S. Naperville Road, Suite 200, Wheaton, IL, 60189
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Larry works as an insurance and investment broker for 1847Financial and Senior Financial Advisors, Inc., spending about half his time on insurance and investment sales and service. He also owns rental properties, dedicating minimal time to collecting rents.
Employment History
Current Registrations
Brookstone Capital Management LLC
Previous Registrations
Hornor, Townsend & Kent, LLC
Brookstone Capital Management LLC
Alphastar Capital Management, LLC
Regal Investment Advisors LLC
Brokers International Financial Services, LLC
Redhawk Wealth Advisors, INC.
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.