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Osvaldo Cintron

23 Years of Experience
San Juan, PR
1 DisclosureBrokerSells Insurance

Osvaldo Cintron is a registered investment advisor at Kovack Advisors, INC., based in San Juan, PR, with 23 years of industry experience. Osvaldo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
259 advisors
Number of Clients
14,305 clients
Average Client Portfolio
$387K average
Assets Under Management
$5.5B

Fee Structure

Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.

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Location

161 Ponce De Leon, Suite 301, San Juan, PR, 00917

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Closed-No Action
Other Business ActivitiesSells Insurance

Osvaldo is a financial professional at Strategic Capital Partners LLC, dedicating about 10-20% of his time. He also works as a life insurance agent selling fixed life insurance through Blue Sky Financial Services, LLC, dedicating another 10-20% of his time.

Employment History
Current Registrations
Kovack Advisors, INC.
June 2018 - Present · 8 yrs 1 mo
Kovack Securities INC.Broker
June 2018 - Present · 8 yrs 1 mo
Previous Registrations
MML Investors Services, LLC
February 2016 - March 2018 · 2 yrs 1 mo
MML Investors Services, LLCBroker
January 2016 - March 2018 · 2 yrs 2 mos
Signator Investors, INC.
September 2011 - January 2016 · 4 yrs 4 mos
Signator Investors, INC.Broker
January 2004 - January 2016 · 12 yrs
AXA Advisors, LLCBroker
April 2002 - November 2003 · 1 yr 7 mos
PFS Investments INC.Broker
November 2001 - March 2002 · 4 mos
State Registrations5 states
CAFLHIMDPR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Osvaldo Cintron - Financial Advisor | TrueAdvisor