James Farmer
James Farmer is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Mendon, IL, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
101 Collins Street, Mendon, IL, 62351
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2020Other Business ActivitiesSells Insurance
James operates under First Investment Services as a DBA for his LPL business and is also affiliated with Long Term Care Partners, Inc. and MassMutual, both involving non-variable insurance products; these activities take minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.