Amy Sachs is a registered investment advisor, based in Bethesda, MD, with 42 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7550 Wisconsin Ave. Suite 420, Bethesda, MD, 20814
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1989Settled
Other Business ActivitiesSells Insurance
Amy is an agent for Steward Partners Global Advisory, installing non-variable insurance products, and spends minimal time on this. She also acts as a trustee for multiple trusts and has a personal investment in Slate Craft Goods LLC, dedicating minimal time to each.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs 5 mos
Steward Partners Investment Advisory, LLC
April 2016 - Present · 10 yrs 6 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
February 2016 - December 2016 · 10 mos
Raymond James Financial Services, INC.Broker
February 2016 - May 2022 · 6 yrs 3 mos
Morgan StanleyBroker
June 2009 - March 2016 · 6 yrs 9 mos
Morgan Stanley
June 2009 - March 2016 · 6 yrs 9 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
November 1995 - February 2006 · 10 yrs 3 mos
Legg Mason Wood Walker, IncorporatedBroker
July 1995 - February 2006 · 10 yrs 7 mos
Smith Barney INC.Broker
July 1993 - July 1995 · 2 yrs
Lehman Brothers INC.Broker
May 1984 - July 1993 · 9 yrs 2 mos
State Registrations21 states
AZCACOCTDCDEFLILMAMDMINCNJNMNYOHPASCTXUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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