Michael Moon
Michael Moon is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in San Diego, CA, with 41 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
16935 West Bernardo Drive, Suite 114, San Diego, CA, 92127
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 1987Other Business ActivitiesSells Insurance
Michael sells fixed insurance products, dedicating about 10% of his time. He is also a co-owner of Moon Wealth Management, LLC, which facilitates securities, advisory, and insurance business, taking up all of his time. Michael subleases branch office space to a physical therapist.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
Sentra Securities CorporationBroker
Value Equities CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.