William May is a registered investment advisor at LPL Financial LLC, based in White Plains, NY, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15 Cherster Ave, White Plains, NY, 10601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is associated with WFM Wealth Management Inc. for tax/investment purposes since 2012, but spends no time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Key Investment Services LLCBroker
Mcdonald Investments INC.Broker
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
Republic Financial Services CorporationBroker
Chase Investment Services CORP.Broker
Bhcm INC.Broker
Chemical Investment Services CORP.Broker
Financial Horizons Securities CorporationBroker
Citicorp Investment ServicesBroker
Citicorp Financial Services,inc.Broker
A. G. Edwards & Sons, INC.Broker
Financial Equities Resources, INC.Broker
Bailey, Martin & Appel, INC.Broker
First Jersey Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.