Harender Arora
Harender Arora is a registered investment advisor at Osaic Wealth, INC., based in Williamsville, NY, with 41 years of industry experience. Harender operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6024 Main St, Williamsville, NY, 14221
Get directionsHistory
Regulatory History (4)
Customer Dispute
September 1993Employment Separation After Allegations
February 1993Customer Dispute
June 1990Customer Dispute
May 1988Other Business ActivitiesSells Insurance
Harender is a trustee for the Niagara Frontier Sikh Society since 1997, dedicating minimal time. He also works as an insurance sales agent and is a representative with Securities America Advisors, Inc., spending about a quarter of his time on the latter.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.