Robert Armstrong is a registered investment advisor, based in Troy, MI, with 41 years of industry experience.
Location
200 E Big Beaver, Troy, MI, 48083
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
October 2023Judgment / Lien
February 2017Customer Dispute
June 2005Denied
Other Business Activities
Robert is a board member for the Bonnell Foundation and mentors families affected by Cystic Fibrosis, dedicating minimal time to each. He also works as a financial advisor for Kestra Advisory Services and KB Elliott Financial Advisors, spending nearly full-time hours advising and servicing clients.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
August 2017 - Present · 8 yrs 9 mos
Kestra Advisory Services, LLC
August 2017 - Present · 8 yrs 9 mos
Kestra Investment Services, LLC
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Wfg Advisors, LP
August 2010 - August 2017 · 7 yrs
Wfg Investments, INC.Broker
August 2010 - August 2017 · 7 yrs
Ameriprise Financial Services, INC.
April 2010 - August 2010 · 4 mos
Ameriprise Financial Services, INC.Broker
October 2009 - August 2010 · 10 mos
Ameriprise Advisor Services, INC.Broker
July 1990 - October 2009 · 19 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
October 1985 - July 1990 · 4 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1984 - September 1985 · 1 yr 3 mos
Equico Securities, INC.Broker
June 1984 - September 1985 · 1 yr 3 mos
State Registrations4 states
ARFLMIOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.