Mark Youngs is a registered investment advisor, based in Annapolis, MD, with 41 years of industry experience.
Location
Annapolis, MD
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Regulatory History (6)
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Regulatory
April 2013Final
Regulatory
February 2013Final
Customer Dispute
September 2011Settled
Customer Dispute
August 2011Settled
Employment Separation After Allegations
July 2011Customer Dispute
April 2010Denied
Other Business Activities
Mark is the treasurer for Boy Scout Troop 1204, a non-investment related activity. This requires a few hours per week.
Employment History
Current Registrations
J. Alden Associates, INC.Broker
June 2024 - Present · 2 yrs 1 mo
Alden Investment Group
June 2024 - Present · 2 yrs 1 mo
J. Alden Associates, INC.
June 2024 - Present · 2 yrs 1 mo
Previous Registrations
Realta Investment Advisors, INC
September 2011 - June 2024 · 12 yrs 9 mos
Realta Equities, INC.Broker
August 2011 - June 2024 · 12 yrs 10 mos
RBC Capital Markets, LLCBroker
January 2009 - August 2011 · 2 yrs 7 mos
RBC Capital Markets, LLC
January 2009 - August 2011 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 1993 - January 2009 · 15 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1992 - January 2009 · 16 yrs 4 mos
PFS Investments INC.Broker
August 1984 - July 1992 · 7 yrs 11 mos
State Registrations10 states
ALCADCDEFLMDNYPAVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.