DB
DB
David Bradley
40 Years of Experience
Brentwood, TN
2 Disclosures
David Bradley is a registered investment advisor at Spectrum Financial Advisors LLC, based in Brentwood, TN, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12 clients with $21M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
12 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$20.5M
Fee Structure
Minimum Investment:$5M
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
9250 Chevoit Drive, Brentwood, TN, 37027
Get directionsHistory
Regulatory History (2)
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Regulatory
July 2019Final
Employment Separation After Allegations
August 2018Employment History
Current Registrations
Spectrum Financial Advisors LLC
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, INC.
August 2018 - October 2018 · 2 mos
Ameriprise Financial Services, INC.Broker
August 2018 - October 2018 · 2 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - September 2018 · 15 yrs 2 mos
Wells Fargo Clearing Services, LLC
July 2003 - September 2018 · 15 yrs 2 mos
Prudential Securities Incorporated
June 1984 - July 2003 · 19 yrs 1 mo
Prudential Securities IncorporatedBroker
May 1984 - July 2003 · 19 yrs 2 mos
State Registrations1 state
TN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.