James Grogan
James Grogan is a registered investment advisor at Cetera Investment Advisers LLC, based in Mount Pleasant, SC, with 41 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1040 Ewall St, Mount Pleasant, SC, 29464
Get directionsHistory
Regulatory History (1)
Regulatory
June 1997Other Business ActivitiesSells Insurance
James is 50% owner of Lowcountry Retirement Services, a fixed insurance and securities business, since 1995. He is also president of Ewall St Wealth Management LLC and a partner in Lowcountry Financial Group, dedicating about 10-20% of his time to the latter.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Legacy Advisory Services, INC.
Legacy Financial Services, INC.Broker
Fortis Investors, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
First Investors CorporationBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.