Curtis Bowersox
Curtis Bowersox is a registered investment advisor at LPL Enterprise, LLC, based in Wichita, KS, with 41 years of industry experience. Curtis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
8110 E. 32nd Street North, Suite 160, Wichita, KS, 67226
Get directionsHistory
Regulatory History (6)
Customer Dispute
November 2013Customer Dispute
August 2004Customer Dispute
February 2003Customer Dispute
September 2002Customer Dispute
October 1997Criminal
Other Business ActivitiesSells Insurance
Curtis is an appointed agent with Athene through an independent marketing agency to sell fixed annuity and insurance products, dedicating a few hours per week. He is also a partner in CMC Properties, a business that owns family farmland, though this takes minimal time.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.