WM
WM
William Mitchell
42 Years of Experience
New York, NY
3 DisclosuresBroker
William Mitchell is a registered investment advisor at Morgan Stanley, based in New York, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
399 Park Avenue, 12th Floor, New York, NY, 10022
Get directionsHistory
Regulatory History (3)
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Judgment / Lien
April 2019Financial
August 2018Final
Judgment / Lien
January 2018Other Business Activities
William is a board member at Pound Ridge Tennis Club, a recreational organization, since August 2024. He spends minimal time on administrative tasks after business hours.
Employment History
Previous Registrations
Morgan Stanley
May 2020 - March 2026 · 5 yrs 10 mos
Exams
No exam information available for this advisor.