Ralph Puzio is a registered investment advisor, based in Trenton, NJ, with 41 years of industry experience.
Location
Trenton, NJ
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ralph is involved with multiple life insurance companies and Mercer Financial Group, Inc. Since 1988, he has been engaged in tax preparation, insurance and annuity sales, and investment advisory/financial planning.
Employment History
Current Registrations
U.S. Brokerage, INC.Broker
January 2002 - Present · 24 yrs 4 mos
Mercer Financial Group, INC.
June 1996 - Present · 29 yrs 11 mos
Previous Registrations
Jefferson Pilot Securities CorporationBroker
July 2000 - January 2002 · 1 yr 6 mos
Polaris Financial Services, INC.Broker
August 1993 - July 2000 · 6 yrs 11 mos
Investacorp, INC.Broker
March 1988 - September 1993 · 5 yrs 6 mos
Dean Witter Reynolds INC.Broker
June 1984 - November 1987 · 3 yrs 5 mos
State Registrations10 states
CACTFLMDNCNJNYPAVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.