John Chapman
John Chapman is a registered investment advisor at Clearwater Capital Partners, based in Hoffman Estates, IL, with 41 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, High Net Worth, and 3 more. Their firm serves 1,007 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.55% |
| $10.0M - $25.0M | 0.35% |
| $25.0M - $50.0M | 0.30% |
| $50.0M - $100.0M | 0.25% |
| $100M+ | 0.20% |
Fees may be negotiable. Minimum annual fee of $5,000 for new relationships after March 31, 2024.
Fee Estimator
Location
2800 West Higgins Road, Suite 1025, Hoffman Estates, IL, 60169
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 1996Other Business ActivitiesSells Insurance
John is a partial owner of Clearwater Capital Insurance Services, LLC, selling non-variable life, long-term care, and disability insurance, dedicating minimal time. He also owns Clearwater Capital Consulting, LLC, providing select tax services, and is the managing director and majority owner of Clearwater Capital Partners, LLC, a holding company, spending a few hours per week on the latter.
Employment History
Current Registrations
Clearwater Capital Partners
Previous Registrations
LPL Financial Corporation
LPL Financial LLCBroker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Wachovia Securities, INC.
Wachovia Securities, INC.Broker
Chase Manhattan Investment Services, INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.