TrueAdvisor
TrueAdvisor
JC
JC

John Chapman

Clearwater Capital Partners
41 Years of Experience
Hoffman Estates, IL
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

John Chapman is a registered investment advisor at Clearwater Capital Partners, based in Hoffman Estates, IL, with 41 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 1,041 clients with $1.7B in assets under management.

Clearwater Capital Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
1,041 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.55%
$10.0M - $25.0M0.35%
$25.0M - $50.0M0.30%
$50.0M - $100.0M0.25%
$100M+0.20%

Fees are negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2800 West Higgins Road, Suite 1025, Hoffman Estates, IL, 60169

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1996
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is a partial owner of Clearwater Capital Insurance Services, LLC, selling non-variable life, long-term care, and disability insurance, dedicating minimal time. He also owns Clearwater Capital Consulting, LLC, providing select tax services, and is the managing director and majority owner of Clearwater Capital Partners, LLC, a holding company, spending a few hours per week on the latter.

Employment History
Current Registrations
Clearwater Capital Partners
June 2006 - Present · 20 yrs 4 mos
Previous Registrations
LPL Financial Corporation
March 2006 - November 2009 · 3 yrs 8 mos
LPL Financial LLCBroker
March 2006 - February 2018 · 11 yrs 11 mos
RBC Dain Rauscher INC.
November 2003 - November 2005 · 2 yrs
RBC Dain Rauscher INC.Broker
June 2003 - November 2005 · 2 yrs 5 mos
Wachovia Securities, INC.
December 2001 - May 2003 · 1 yr 5 mos
Wachovia Securities, INC.Broker
July 1996 - May 2003 · 6 yrs 10 mos
Chase Manhattan Investment Services, INC.Broker
June 1992 - July 1996 · 4 yrs 1 mo
Prudential Securities IncorporatedBroker
December 1987 - June 1992 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1984 - December 1987 · 3 yrs 5 mos
State Registrations2 states
ILTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Hoffman Estates, IL →All financial advisors in Illinois →