DN
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Daniel Nardozzi
41 Years of Experience
St. Petersburg, FL
Broker
Daniel Nardozzi is a registered investment advisor at Cetera Investment Advisers LLC, based in St. Petersburg, FL, with 41 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3505 4th St N, St. Petersburg, FL, 33704
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2014 - Present · 11 yrs 10 mos
Cetera Investment Services LLCBroker
July 2014 - Present · 11 yrs 10 mos
Previous Registrations
Bb&t Investment Services, INC.
July 2008 - July 2014 · 6 yrs
Bb&t Investment Services, INC.Broker
July 2008 - July 2014 · 6 yrs
Wachovia Securities, LLC
January 2006 - June 2008 · 2 yrs 5 mos
Wachovia Securities, LLCBroker
February 2005 - June 2008 · 3 yrs 4 mos
Banc of America Investment Services, INC.
October 2004 - November 2004 · 1 mo
Banc of America Investment Services, INC.Broker
October 2004 - November 2004 · 1 mo
Quick & Reilly, INC.
May 2004 - October 2004 · 5 mos
Quick & Reilly, INC.Broker
June 1984 - October 2004 · 20 yrs 4 mos
State Registrations4 states
ALFLMONC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.