TrueAdvisor
TrueAdvisor
DS
DS

Daniel Sullivan

Sullivan Retirement Resources, LLC
41 Years of Experience
Wrentham, MA
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Daniel Sullivan is a registered investment advisor at Sullivan Retirement Resources, LLC, based in Wrentham, MA, with 41 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 31 clients with $10M in assets under management.

Sullivan Retirement Resources, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
31 clients
Average Client Portfolio
$331K average
Assets Under Management
$10.3M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

The sub-advisor charges an additional 0.75%, for a combined fee of 1.90%. SRR's fees may be negotiable. The combined advisory fees of SRR and a sub-advisor shall not exceed 2.0% of assets under management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

850 Franklin Street, Suite 12A, Wrentham, MA, 02093

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Settled
Customer Dispute
March 2005
Denied
Customer Dispute
July 2004
Closed-No Action
Customer Dispute
December 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel owns Mass College Funding Alternatives, LLC, offering college admission consulting services, dedicating about 10-20% of his time. He also works as an investment advisor and sells life, long-term care, and disability insurance, each taking about 10-20% of his time.

Employment History
Current Registrations
Sullivan Retirement Resources, LLC
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Ic Advisory Services, INC.
October 2012 - May 2018 · 5 yrs 7 mos
The Investment Center, INC.Broker
June 2012 - May 2018 · 5 yrs 11 mos
Signator Investors, INC.Broker
March 2007 - June 2012 · 5 yrs 3 mos
Ifmg Securities, INC.
May 2005 - January 2007 · 1 yr 8 mos
Ifmg Securities, INC.Broker
February 2005 - January 2007 · 1 yr 11 mos
Banc of America Investment Services, INC.
October 2004 - February 2005 · 4 mos
Banc of America Investment Services, INC.Broker
October 2004 - February 2005 · 4 mos
Quick & Reilly, INC.
August 2004 - October 2004 · 2 mos
Quick & Reilly, INC.Broker
October 2002 - October 2004 · 2 yrs
A. G. Edwards & Sons, INC.
February 2000 - November 2002 · 2 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
May 1995 - November 2002 · 7 yrs 6 mos
Invest Financial CorporationBroker
November 1992 - May 1995 · 2 yrs 6 mos
Robert Thomas Securities, INCBroker
June 1991 - November 1992 · 1 yr 5 mos
W.H. Newbold's Son & CO., INC.Broker
April 1990 - May 1991 · 1 yr 1 mo
A. G. Edwards & Sons, INC.Broker
June 1989 - April 1990 · 10 mos
Robert Thomas Securities, INCBroker
June 1984 - June 1989 · 5 yrs
State Registrations2 states
MANJ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Wrentham, MA →All financial advisors in Massachusetts →
Daniel Sullivan - Financial Advisor | TrueAdvisor