Stephen Harvey
Stephen Harvey is a registered investment advisor at Commonwealth Financial Network, based in Alexandria, VA, with 41 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
6361 Walker Lane, Suite 120, Alexandria, VA, 22310
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2003Customer Dispute
August 1991Other Business Activities
Stephen owns Steve Harvey, LLC, a private entity operating as a securities and investment advisory business. He spends all of his time during market hours on this investment-related activity.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Morgan Stanley
Morgan Stanley Dw INC.Broker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.