John Mccauley
John Mccauley is a registered investment advisor at Mccauley Investments Advisors LLC, based in Guilford, CT, with 26 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56 clients with $9.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.90% |
| $250K - $500K | 1.75% |
| $500K - $750K | 1.60% |
| $750K - $1000K | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Fees are generally negotiable.
Fee Estimator
Location
138 Sam Hill Road, P. O. Box 409, Guilford, CT, 06437
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2015Other Business ActivitiesSells Insurance
John operates McCauley Investment Services as a sole proprietorship, selling term life, long-term care, and health insurance, dedicating about 10% of his time. He is also the principal owner and chief compliance officer of McCauley Investment Advisors LLC, spending about half his time in this role.
Employment History
Current Registrations
Mccauley Investments Advisors LLC
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
Sterne Agee Investment Advisor Services, INC.
Linsco/private Ledger CORP.
Main Street Management Company
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.