Leslie Zafra is a registered investment advisor at Osaic Wealth, INC., based in New York, NY, with 41 years of industry experience. Leslie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
251 East 32nd Street, Suite 4H, New York, NY, 10016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
Prudential-Bache Securities INC.Broker
Advest, INC.Broker
Blinder, Robinson & Co.,inc.Broker
Chesley and Dunn, INC.Broker
Monvest Limited PartnershipBroker
Dean Witter Reynolds INC.Broker
State Registrations7 states
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