James Dowdy
James Dowdy is a ChFC-designated registered investment advisor at Legacy Partner Group, based in Duluth, GA, with 24 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.10% |
| $100K - $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $5.0M | 0.70% |
| $5M+ | 0.45% |
Fees may be negotiable. Trust account fees are: 1.40% on the first $100,000, 1.25% on the next $150,000, 1.10% on the next $250,000, 1.00% on the next $500,000, 0.90% on the next $1,000,000, 0.75% on the next $3,000,000, and 0.50% on amounts over $5,000,000.
Fee Estimator
Location
2170 Satellite Boulevard, Suite 175, Duluth, GA, 30097
Get directionsHistory
Regulatory History (1)
Regulatory
September 1995Other Business ActivitiesSells Insurance
James is the owner of Family Wealth Management, LLC, working as a broker and investment advisor for Avantax business full-time. He is also an agent for Avantax Insurance Agency and/or Avantax Insurance Services, selling annuities and variable insurance products, dedicating minimal time to this.
Employment History
Current Registrations
Legacy Partner Group
Previous Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Western International Securities, INC.Broker
North Coast Securities CorporationBroker
Centennial Capital Management, INC.Broker
World Invest CorporationBroker
New London Capital, INC.Broker
World Invest CorporationBroker
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
Investors Asset Management, INC.Broker
Transamerica Financial Resources, INC.Broker
Labrec Securities, INC.Broker
Nel Equity Services CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.