Ruth Matt
Ruth Matt is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Portland, ME, with 36 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
22 Free Street, Suite 202, Portland, ME, 04101
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Regulatory History (1)
Customer Dispute
January 2014Other Business ActivitiesSells Insurance
Ruth sells fixed insurance products and owns Fore River Financial, LLC, which facilitates securities, advisory, and insurance business. She also co-owns rental property in Portland, ME, dedicating minimal time to this activity.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Wr Rice Financial Services, INC.
W R Rice Financial Services, INC.Broker
Financial Network Investment CorporationBroker
Atlantic Financial Services of Maine, INC.Broker
Citicorp Investment ServicesBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Connecticut Mutual Financial Services, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.