Larry Gwin is a registered investment advisor at LPL Financial LLC, based in Park City, UT, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Park City, UT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Larry is a third-party administrator for Pensions West, dedicating about half of his time to this investment-related activity. He also owns Casa Coyote 15, LLC, a vacation rental property, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Aetna Life Insurance and Annuity CompanyBroker
Mutual Service CorporationBroker
Carillon Investments, INC.Broker
Century Investors of America, INC.Broker
Walnut Street Securities, INC.Broker
I.M. Simon & CO., INC.Broker
Washington National Equity CompanyBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.