Richard Martin
Richard Martin is a registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7511 N Remington Ave Ste 103, Fresno, CA, 93711-5757
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is involved in several business activities, including non-variable insurance sales since 1994 (spending about 10-20% of his time), tax preparation/accounting/bookkeeping since 2004, and operating under the DBA Rick Martin & Associates since 2009, also providing tax preparation services. He also leases office space and acts as a trustee for a trust, dedicating minimal time to these activities, and owns rental real estate.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations27 states
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