DN
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Dennis Namee

41 Years of Experience
Schaumburg, IL
1 DisclosureBroker

Dennis Namee is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Schaumburg, IL, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

10 N Martingale Rd, Schaumburg, IL, 60173

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Denied
Other Business Activities

Dennis is involved with the Park Ridge Country Club, organizing golf events. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 1994 - Present · 31 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1985 - Present · 41 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 1985 - Present · 41 yrs 3 mos
Previous Registrations
Joseph P. Mcgivney and Associates, INC.Broker
June 1984 - March 1985 · 9 mos
State Registrations30 states
AKAZCACOCTFLGAIAILINLAMAMDMIMNMONCNHNJNYOHORPASCTNTXUTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Namee - Financial Advisor | TrueAdvisor