JT
JT
James Tuberosa is a registered investment advisor at Skyview Pinnacle, based in Apollo Beach, FL, with 37 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 45 clients with $10M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
45 clients
Average Client Portfolio
$233K average
Assets Under Management
$10.5M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $500K | 1.75% |
| $500K - $2.0M | 1.50% |
| $2M+ | 1.25% |
Advisor may negotiate fees based upon factors such as account size, a Client’s relationship with the firm, workload and complexity of assets being managed.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
Apollo Beach, FL
Get directionsHistory
Regulatory History (18)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2022Customer Dispute
January 2018Settled
Customer Dispute
January 2015Denied
Customer Dispute
March 2011Settled
Customer Dispute
November 2010Settled
Customer Dispute
March 2010Settled
Customer Dispute
January 2010Settled
Customer Dispute
October 2009Denied
Customer Dispute
March 2009Denied
Customer Dispute
February 2009Settled
Customer Dispute
October 2008Withdrawn
Customer Dispute
February 2002Denied
Regulatory
July 2001Final
Customer Dispute
December 1999Settled
Customer Dispute
October 1999Settled
Customer Dispute
July 1998Settled
Regulatory
December 1992Final
Employment Separation After Allegations
November 1988Employment History
Current Registrations
Skyview Pinnacle
November 2025 - Present · 6 mos
Previous Registrations
Ameriprise Financial Services, LLC
October 2009 - May 2022 · 12 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 2009 - May 2022 · 12 yrs 7 mos
Ameriprise Advisor Services, INC.
December 2004 - October 2009 · 4 yrs 10 mos
Ameriprise Advisor Services, INC.Broker
December 2004 - October 2009 · 4 yrs 10 mos
Wachovia Securities, LLC
August 2000 - November 2004 · 4 yrs 3 mos
Wachovia Securities, LLCBroker
January 2000 - November 2004 · 4 yrs 10 mos
Palm State Equities, INC.Broker
December 1989 - December 1999 · 10 yrs
American Wallstreet Securities, INC.Broker
January 1989 - December 1989 · 11 mos
Shearson Lehman Hutton INC.Broker
April 1988 - December 1988 · 8 mos
E. F. Hutton & Company INCBroker
October 1987 - April 1988 · 6 mos
Raymond James & Associates, INC.Broker
December 1985 - October 1987 · 1 yr 10 mos
First Investors CorporationBroker
August 1984 - January 1986 · 1 yr 5 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.