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Mary Ernette

24 Years of Experience
Pittsburgh, PA
Broker

Mary Ernette is a registered investment advisor at LPL Financial LLC, based in Pittsburgh, PA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1000 Gamma Drive, Suite 106, Pittsburgh, PA, 15238

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mary is employed by The Eamon Foundation since 2012 and this is not investment related. She also has two DBAs for her LPL business: Harmony Divorce Solutions, LLC (since 2017) and Quest Wealth Management, LLC (since 2020), dedicating nearly full-time hours to the latter.

Employment History
Current Registrations
LPL Financial LLC
July 2020 - Present · 5 yrs 10 mos
LPL Financial LLCBroker
July 2020 - Present · 5 yrs 10 mos
LPL Financial LLC
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
The Investment Center, INC.Broker
January 2014 - June 2020 · 6 yrs 5 mos
Ic Advisory Services, INC.
January 2014 - June 2020 · 6 yrs 5 mos
Fifth Third Securities, INC.Broker
May 2010 - February 2013 · 2 yrs 9 mos
Fifth Third Securities, INC.
May 2010 - February 2013 · 2 yrs 9 mos
Cco Investment Services CORP.
August 2006 - March 2010 · 3 yrs 7 mos
Cco Investment Services CORP.Broker
August 2006 - March 2010 · 3 yrs 7 mos
Uvest Financial Services Group, INC.
June 2004 - June 2006 · 2 yrs
Uvest Financial Services Group, INC.Broker
June 2002 - June 2006 · 4 yrs
Tower Square Securities, INC.Broker
January 2002 - July 2002 · 6 mos
Tower Square Securities, INC.Broker
May 2000 - December 2001 · 1 yr 7 mos
State Registrations2 states
OHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.