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CFP
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CFP

Randall Stewart

LPL Financial LLC
42 Years of Experience
Chesterfield, MO
BrokerSells Insurance
View SEC Summary
View SEC Summary

Randall Stewart is a CFP-designated registered investment advisor at LPL Financial LLC, based in Chesterfield, MO, with 42 years of industry experience. Randall is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

400 Chesterfield Center,, Chesterfield, MO, 63017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Randall operates several DBAs for his LPL business, including RTS Financial Consultants, Randall T. Stewart, Inc., and Tigers Community Financial Advisors. He also acts in a fiduciary capacity for his brother and sister-in-law and works with West Community Credit Union, spending about a quarter of his time on the latter.

Employment History
Current Registrations
LPL Financial LLC
November 2004 - Present · 21 yrs 11 mos
LPL Financial LLC
August 2004 - Present · 22 yrs 2 mos
LPL Financial LLCBroker
August 2004 - Present · 22 yrs 2 mos
Previous Registrations
Park Avenue Securities LLCBroker
September 2002 - September 2004 · 2 yrs
Allmerica Investment Management CO INC
February 1998 - August 2002 · 4 yrs 6 mos
Allmerica Investments, INC.Broker
January 1998 - August 2002 · 4 yrs 7 mos
Royal Alliance Associates, INC.Broker
November 1989 - January 1998 · 8 yrs 2 mos
Integrated Resources Equity CorporationBroker
May 1988 - November 1989 · 1 yr 6 mos
Fsc Securities CorporationBroker
January 1985 - May 1988 · 3 yrs 4 mos
Mountain States InvestmentsBroker
July 1984 - December 1984 · 5 mos
State Registrations31 states
ARAZCACOFLGAIAIDILINKSKYMDMIMNMOMSNCNDNENMNYOHORPASCSDTXWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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