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Robert Emple

39 Years of Experience
Portland, ME
Broker

Robert Emple is a registered investment advisor at Morgan Stanley, based in Portland, ME, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

100 Middle Street, 3rd Floor, Portland, ME, 04101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Robert is a passive owner in RM3 Labs, a lab that tests marijuana and food products, and spends minimal time on it. He also was treasurer for Falmouth Memorial Library until 2017, dedicating a few hours per week. Finally, Robert is a solo singer/guitarist, spending a few hours per week performing.

Employment History
Current Registrations
Morgan StanleyBroker
August 2016 - Present · 9 yrs 9 mos
Morgan Stanley
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
RBC Capital Markets, LLC
December 2002 - September 2016 · 13 yrs 9 mos
RBC Capital Markets, LLCBroker
March 2002 - September 2016 · 14 yrs 6 mos
Tucker Anthony IncorporatedBroker
April 1990 - March 2002 · 11 yrs 11 mos
Winslow Investment CompanyBroker
July 1986 - April 1990 · 3 yrs 9 mos
State Registrations18 states
ALAZCACOCTFLILLAMAMDMENCNHNYSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.