JM
CFP · ChFC
JM
CFP · ChFC

Joseph George Mcpherson

41 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

124 Main Street, Geneseo, NY, 14454

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Joseph is an insurance agent selling fixed life, fixed annuity, and long-term care insurance, dedicating a few hours per week to this activity. He is also a registered representative with Osaic Wealth, Inc. and an Investment Advisor Rep with Novem Group, spending about a quarter of his time and about half his time, respectively, on these investment-related roles. Joseph also works as a tax practitioner for A/C Associates, spending about 10-20% of his time primarily during tax season.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
October 2024 - Present · 1 yr 4 mos
Osaic Wealth, INC.
October 2024 - Present · 1 yr 4 mos
Novem Group
September 2024 - Present · 1 yr 5 mos
Previous Registrations
American Portfolios Advisors, INC
March 2010 - October 2024 · 14 yrs 7 mos
American Portfolios Financial Services, INC.Broker
February 2004 - October 2024 · 20 yrs 8 mos
Multi-Financial Securities CorporationBroker
April 1996 - February 2004 · 7 yrs 10 mos
Pruco Securities CorporationBroker
July 1984 - May 1996 · 11 yrs 10 mos
The Prudential Insurance Company of AmericaBroker
July 1984 - December 1993 · 9 yrs 5 mos
State Registrations7 states
COFLMDNCNYPASC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.