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CFP
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CFP

Gerald Faller

Lincoln Investment
41 Years of Experience
Cranford, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

Gerald Faller is a CFP-designated registered investment advisor at Lincoln Investment, based in Cranford, NJ, with 41 years of industry experience. Gerald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 6 more. Their firm serves 138,369 clients with $22B in assets under management.

Lincoln Investment
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
964 advisors
Number of Clients
138,369 clients
Average Client Portfolio
$159K average
Assets Under Management
$22.0B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$100
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Maximum annual advisor fee is 1.25%, which is negotiable. Clients also pay platform fees ranging from 0.02% to 0.24% depending on the platform and account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Suite 2A, 107 South Ave West, Cranford, NJ, 07016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gerald is a partner at The Faller Company LLC, where he sells and services life insurance. This activity requires minimal time.

Employment History
Current Registrations
Lincoln InvestmentBroker
August 2008 - Present · 18 yrs 2 mos
Lincoln Investment
August 2008 - Present · 18 yrs 2 mos
Previous Registrations
The Faller Company, LLCBroker
October 1999 - October 2008 · 9 yrs
Benefitscorp Equities, INC.Broker
November 1996 - December 1996 · 1 mo
The Faller Company, INC.Broker
July 1992 - June 1999 · 6 yrs 11 mos
The Great-West Life Assurance CompanyBroker
November 1988 - November 1996 · 8 yrs
Higham-Whitridge Securities, INC.Broker
August 1984 - April 1988 · 3 yrs 8 mos
State Registrations22 states
ALAZCACOCTDEFLGAKYMDMENCNJNYOHPASCTXUTVAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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