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Richard Tetzlaff

42 Years of Experience
State College, PA
1 DisclosureBroker

Richard Tetzlaff is a registered investment advisor at Wells Fargo Advisors, based in State College, PA, with 42 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

366 Walker Dr 2nd Fl, State College, PA, 16801

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2002
Settled
Other Business Activities

Richard is a Parks & Recreation Committee Member for the Township of Ferguson since 2022. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
November 2014 - Present · 11 yrs 11 mos
Wells Fargo Advisors
November 2014 - Present · 11 yrs 11 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - November 2014 · 5 yrs 5 mos
Morgan Stanley
June 2009 - November 2014 · 5 yrs 5 mos
Citigroup Global Markets INC.
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
September 1995 - February 2006 · 10 yrs 5 mos
Parker/hunter IncorporatedBroker
September 1993 - September 1995 · 2 yrs
Dean Witter Reynolds INC.Broker
July 1984 - September 1993 · 9 yrs 2 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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