Perry Smith is a ChFC-designated registered investment advisor, based in Bellevue, WA, with 41 years of industry experience. Perry is also registered as a broker, so some compensation may come from commissions on products sold.
Location
40 Lake Bellevue, Suite 100, Bellevue, WA, 98005
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Perry is an independent insurance agent selling life and term UL products, dedicating about 20% of their time to this. Perry is also an advisory representative of a RIA, a business consultant providing tax planning, and a real estate broker.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
1717 Capital Management Company
1717 Capital Management CompanyBroker
Laney & CompanyBroker
Walnut Street Securities, INC.Broker
First Affiliated Securities, INC.Broker
First Affiliated Securities, INC.Broker
Travelers Equities Sales, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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