George Mitchell
George Mitchell is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Stamford, CT, with 41 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Stamford, CT
Get directionsHistory
Regulatory History (2)
Judgment / Lien
May 2017Judgment / Lien
April 2017Other Business ActivitiesSells Insurance
George is an insurance broker selling life, disability, long-term care, fixed annuities, and health insurance. He dedicates minimal time to this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
The Windmill Group, INC.
The Windmill Group, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Newalliance Investments, INC.Broker
People's Securities, INC.
People's Securities, INC.Broker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Chemical Investment Services CORP.Broker
Franklin Financial Services CorporationBroker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Mony Securities CORP.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.