TrueAdvisor
TrueAdvisor
GM
CFP
GM
CFP

George Mitchell

MML Investors Services, LLC
41 Years of Experience
Stamford, CT
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

George Mitchell is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Stamford, CT, with 41 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5077 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

Stamford, CT

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2017
Judgment / Lien
April 2017
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

George is an insurance broker selling life, disability, long-term care, fixed annuities, and health insurance. He dedicates minimal time to this activity.

Employment History
Current Registrations
MML Investors Services, LLCBroker
May 2024 - Present · 2 yrs 5 mos
MML Investors Services, LLC
May 2024 - Present · 2 yrs 5 mos
MML Investors Services, LLC
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
The Windmill Group, INC.
July 2022 - June 2024 · 1 yr 11 mos
The Windmill Group, INC.Broker
January 2013 - June 2024 · 11 yrs 5 mos
LPL Financial LLCBroker
May 2011 - October 2012 · 1 yr 5 mos
LPL Financial LLC
May 2011 - October 2012 · 1 yr 5 mos
Newalliance Investments, INC.Broker
November 2010 - June 2011 · 7 mos
People's Securities, INC.
September 2007 - November 2010 · 3 yrs 2 mos
People's Securities, INC.Broker
September 2007 - November 2010 · 3 yrs 2 mos
Hsbc Securities (USA) INC.
November 2006 - July 2007 · 8 mos
Hsbc Securities (USA) INC.Broker
August 2006 - July 2007 · 11 mos
Chase Investment Services CORP.
June 1998 - July 2006 · 8 yrs 1 mo
Chase Investment Services CORP.Broker
September 1996 - July 2006 · 9 yrs 10 mos
Chemical Investment Services CORP.Broker
March 1995 - September 1996 · 1 yr 6 mos
Franklin Financial Services CorporationBroker
November 1992 - March 1995 · 2 yrs 4 mos
Royal Alliance Associates, INC.Broker
November 1989 - November 1992 · 3 yrs
Integrated Resources Equity CorporationBroker
November 1988 - November 1989 · 1 yr
Mony Securities CORP.Broker
August 1984 - November 1988 · 4 yrs 3 mos
State Registrations6 states
CACTNCNYOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Stamford, CT →All financial advisors in Connecticut →