JB
JB

John Bailey

42 Years of Experience
Greensboro, NC
2 DisclosuresBroker

John Bailey is a registered investment advisor at Ameriprise Financial Services, LLC, based in Greensboro, NC, with 42 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

401 N Edgeworth St, Ste A, Greensboro, NC, 27401

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2011
Denied
Customer Dispute
May 2003
Denied
Other Business Activities

John owns commercial real estate since 2005 and another business since 1998, dedicating a few hours per week to each. He also serves as Treasurer on the Board of Directors for Bailey, dedicating a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2001 - Present · 24 yrs 10 mos
Ameriprise Financial Services, LLC
June 1984 - Present · 42 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 1984 - Present · 42 yrs 4 mos
Previous Registrations
Ids Life Insurance CompanyBroker
June 1984 - July 2006 · 22 yrs 1 mo
Ids Financial Services INC.Broker
June 1984 - December 1986 · 2 yrs 6 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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