John Nielsen
John Nielsen is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Westlake Village, CA, with 42 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
200 N Westlake Blvd Ste 111, Westlake Village, CA, 91362
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John sells fixed insurance products (life, annuities, long-term care) as a representative for various insurance companies since 2008. He is also a manager/financial professional for Retirement Planning Associates, taking about 10-20% of his time, and a manager for RPA Aero LLC, dedicating minimal time to operational and accounting duties.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Boardwalk Capital CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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