Douglas Matthews
Douglas Matthews is a registered investment advisor at Osaic Wealth, INC., based in Cleveland, OH, with 23 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
323 West Lakeside Ave., Ste. 410, Cleveland, OH, 44113
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 1999Other Business Activities
Douglas works as a retirement plan consultant for Gallagher Benefit Services, Inc. and Gallagher Fiduciary Advisors, Inc., dedicating about a quarter of his time to each. He also works as a soccer official and referee assignor, spending a few hours per week on this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Gallagher Fiduciary Advisors, LLC
Previous Registrations
Triad Advisors LLCBroker
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
LPL Financial LLCBroker
Firstmerit Financial Services, INCBroker
Firstmerit Financial Services, INCBroker
The Huntington Investment Company
The Huntington Investment CompanyBroker
National Planning CorporationBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Aetna Investment Services, INC.Broker
Prescott, Ball & Turben, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.