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ChFC
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ChFC

Laura Davis

Park Avenue Securities LLC
40 Years of Experience
Park Ridge, IL
6 DisclosuresBroker
View SEC Summary
View SEC Summary

Laura Davis is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Park Ridge, IL, with 40 years of industry experience. Laura is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

350 South Northwest Highway, Suite 338, Park Ridge, IL, 60068

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Denied
Regulatory
October 2004
Final
Customer Dispute
September 2003
Closed-No Action
Regulatory
July 2003
Pending
Customer Dispute
June 2003
Settled
Customer Dispute
April 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Laura is involved with Advanced Strategies & Design, LLC, focusing on wealth accumulation and preservation strategies, dedicating full-time hours to this endeavor. She also owns a 7-unit apartment building, requiring minimal time commitment.

Employment History
Current Registrations
Park Avenue Securities LLC
April 2006 - Present · 20 yrs 6 mos
Park Avenue Securities LLC
July 2005 - Present · 21 yrs 3 mos
Park Avenue Securities LLCBroker
July 2005 - Present · 21 yrs 3 mos
Previous Registrations
Metlife Securities INC.
October 2003 - July 2005 · 1 yr 9 mos
Metlife Securities INC.Broker
February 2001 - July 2005 · 4 yrs 5 mos
Metropolitan Life Insurance CompanyBroker
February 2001 - July 2005 · 4 yrs 5 mos
Mutual Service CorporationBroker
March 1994 - February 2001 · 6 yrs 11 mos
Alexander & Alexander Securities CORP.Broker
May 1992 - July 1994 · 2 yrs 2 mos
New England SecuritiesBroker
March 1988 - December 1990 · 2 yrs 9 mos
Manequity, INC.Broker
August 1984 - April 1988 · 3 yrs 8 mos
State Registrations25 states
AZCACTFLGAILINKYMAMDMIMNMONCNDNJNVNYOHPAPRTXVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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