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Frank Houston

20 Years of Experience
Ponte Vedra Beach, FL
Broker

Frank Houston is a registered investment advisor at Raymond James & Associates, INC., based in Ponte Vedra Beach, FL, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

814 A1A North, SUITES 100 and 303, Ponte Vedra Beach, FL, 32082

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frank licenses the construction arm of Southern Impression Homes as the General Contractor of record. He dedicates minimal time to this real estate brokerage/agent or development business.

Employment History
Current Registrations
Raymond James & Associates, INC.
January 2021 - Present · 5 yrs 6 mos
Raymond James & Associates, INC.Broker
January 2021 - Present · 5 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - January 2021 · 9 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2011 - January 2021 · 9 yrs 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2011 · 2 yrs 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2011 · 2 yrs 5 mos
Morgan Stanley & CO. Incorporated
October 2008 - June 2009 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
September 2008 - June 2009 · 9 mos
Woodmere Securities CorporationBroker
August 1984 - December 1987 · 3 yrs 4 mos
State Registrations20 states
ARAZCACOCTDCFLGAIAILKYMAMINCNJNVNYSCTXVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Frank Houston - Financial Advisor | TrueAdvisor