Kathy Colby is a registered investment advisor at LPL Financial LLC, based in Lansing, MI, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15851 South Us 27 Bldg 80, Lansing, MI, 48906
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathy is involved in several business activities, including Advisor Toolbox LLC, Doyle Law PC (estate planning), Financial Independents, Silverleaf Wealth Management, Gladstone Wealth Partners (DBAs for LPL business), Asset Marketing Systems (non-variable insurance), real estate rental, a handmade crafts business, and notary services. She dedicates a full-time effort to her LPL business DBAs.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
USA Financial Securities Corporation
USA Financial Securities LLCBroker
Dominion Portfolio Management, INC.
Financial Independents, INC.
Dominion Investor Services, INC.Broker
Independent Financial Securities, INC.Broker
Waddell & Reed, INC.Broker
Mariner Financial Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.