Mark Severson
Mark Severson is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Waukesha, WI, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
W233 N2080 Ridgeview Pkw, Suite 202, Waukesha, WI, 53188
Get directionsHistory
Regulatory History (5)
Customer Dispute
October 2012Customer Dispute
December 2010Customer Dispute
May 2006Customer Dispute
March 1999Customer Dispute
May 1993Other Business Activities
Mark is a basketball official since 2009, officiating games from elementary school through grade 12. He also serves as a notary public for clients and is the Secretary/Treasurer for Lakeland Officials Association, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
B. C. Ziegler and Company
B. C. Ziegler and CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.