Mark Severson
Mark Severson is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Waukesha, WI, with 42 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
W233 N2080 Ridgeview Pkw, Suite 202, Waukesha, WI, 53188
Get directionsHistory
Regulatory History (5)
Customer Dispute
October 2012Customer Dispute
December 2010Customer Dispute
May 2006Customer Dispute
March 1999Customer Dispute
May 1993Other Business Activities
Mark is a basketball official since 2009, officiating games from elementary school through grade 12. He also serves as a notary public for clients and is the Secretary/Treasurer for Lakeland Officials Association, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
B. C. Ziegler and Company
B. C. Ziegler and CompanyBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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