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Kenneth Mintz

Janney Montgomery Scott LLC
42 Years of Experience
Radnor, PA
3 DisclosuresBroker
View SEC Summary
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Kenneth Mintz is a registered investment advisor at Janney Montgomery Scott LLC, based in Radnor, PA, with 42 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

150 Radnor-Chester Road, Suite B-100, Radnor, PA, 19087

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
Judgment / Lien
January 1999
Judgment / Lien
August 1995
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kenneth serves as a trustee for a friend, a role he has held since 1998. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Janney Montgomery Scott LLC
July 2026 - Present · 3 mos
Janney Montgomery Scott LLCBroker
July 2026 - Present · 3 mos
Previous Registrations
Wells Fargo Advisors
September 2016 - July 2026 · 9 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - July 2026 · 18 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
May 1997 - January 2008 · 10 yrs 8 mos
Janney Montgomery Scott INC.Broker
September 1984 - May 1997 · 12 yrs 8 mos
State Registrations26 states
AZCACOCTDCFLGAIDILLAMDMENCNHNJNVNYOHPASCTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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