Walter Schwartz
Walter Schwartz is a registered investment advisor at Schwartz & CO., based in Bloomfield Hills, MI, with 40 years of industry experience. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 1,835 clients with $9.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Schwartz & Co. charges a percentage of your portfolio each year for wealth management and institutional advisory services. The exact fee is negotiable and depends on the amount you invest, the complexity of your situation, and the services you need. The maximum annual fee is 1.5%. Fees are calculated based on the market value of your investments and billed quarterly or monthly.
Location
3707 W. Maple, Bloomfield Hills, MI, 48301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Walter is an LLC member and sales representative for Schwartz Benefit Services, an insurance agency, where he spends a few hours per week selling life/health insurance and fixed annuities. He also holds various indirect and direct interests in several holding companies and senior living facilities, dedicating minimal time to reviewing these investments.
Employment History
Current Registrations
Schwartz & CO.
Gregory J. Schwartz & CO., INC.Broker
Previous Registrations
Rodman & Renshaw INC.Broker
Carr Securities CorporationBroker
Gregory J. Schwartz & CO., INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.