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Thomas Romanac

LPL Financial LLC
41 Years of Experience
The Villages, FL
1 DisclosureBroker
View SEC Summary
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Thomas Romanac is a registered investment advisor at LPL Financial LLC, based in The Villages, FL, with 41 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2765 Brownwood Boulevard, The Villages, FL, 32163

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas works as a Managing Director at DCCN since 2021. This takes about a quarter of his time, including time during trading hours.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2026 - Present · 9 mos
LPL Financial LLC
February 2026 - Present · 9 mos
Previous Registrations
Ids Life Insurance CompanyBroker
October 2002 - July 2006 · 3 yrs 9 mos
Ameriprise Financial Services, LLC
April 1987 - February 2026 · 38 yrs 10 mos
Ids Securities CORP.Broker
August 1986 - December 1986 · 4 mos
Ameriprise Financial Services, LLCBroker
November 1984 - February 2026 · 41 yrs 3 mos
Ids Financial Services INC.Broker
November 1984 - December 1986 · 2 yrs 1 mo
State Registrations44 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYMAMDMEMIMNMOMSNCNDNHNJNMNYOHOKORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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