Thomas Romanac
Thomas Romanac is a registered investment advisor at LPL Financial LLC, based in The Villages, FL, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11714 Northeast 62nd Terrace, Ste 100, The Villages, FL, 32162
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Regulatory History (1)
Customer Dispute
May 2009Other Business Activities
Thomas works as a Managing Director at DCCN since 2021. This takes about a quarter of his time, including time during trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ids Life Insurance CompanyBroker
Ameriprise Financial Services, LLC
Ids Securities CORP.Broker
Ameriprise Financial Services, LLCBroker
Ids Financial Services INC.Broker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.