Stephen Judge
Stephen Judge is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Asheville, NC, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1944 Hendersonville Rd, Bldg 1-E, Asheville, NC, 28803
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Regulatory History (2)
Customer Dispute
August 2008Customer Dispute
September 1997Other Business ActivitiesSells Insurance
Stephen sells non-variable insurance at the reported business location(s). This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Securities America, INC.Broker
Securities America Advisors, INC.
Invest Financial CorporationBroker
Invest Financial Corporation
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
Edward Jones
Edward JonesBroker
Edward JonesBroker
Bb&t Investment Services of South Carolina, INC.Broker
Bb&t Investment Services, INC.Broker
Jefferson-Pilot Investor Services, INC.Broker
Compulife Investor Services, INC.Broker
Liberty Securities CorporationBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.