John Moody
John Moody is a CFP, ChFC-designated registered investment advisor at On Investment Management CO, based in Palos Verdes Estates, CA, with 41 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 4 more. Their firm serves 9,568 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Representative fees for managed account programs range from 0.30% to 1.50% annually. Third-party investment advisory programs have separate unique fee schedules.
Fee Estimator
Location
Palos Verdes Estates, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an insurance agent selling life, health, group life, group health, and property/casualty insurance products since 1983, dedicating full-time hours to this activity. He also provides historical research on life insurance policies, spending a few hours per week on this consulting role since 2019.
Employment History
Current Registrations
On Investment Management CO
The O.N. Equity Sales CompanyBroker
The O.N. Equity Sales Company
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Usi Securities, INC.Broker
Usi Securities, INC.
MML Investors Services, INC.
MML Investors Services, INC.Broker
Pruco Securities CorporationBroker
Transamerica Financial Resources, INC.Broker
Nylife Securities INC.Broker
Aetna Investment Services, INC.Broker
MML Investors Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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