Robert Baldes
Robert Baldes is a ChFC-designated registered investment advisor at Wealth Strategies & Solutions, LTD., based in Rochester, NY, with 40 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning, Tax Planning. Their firm serves 59 clients with $17M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.75% |
Fees are negotiable for accounts over $5,000,000. Annual fee is based on an aggregate value of all managed accounts within your established household, including those managed by Third Party Managers.
Fee Estimator
Location
900 Jefferson Road, Suite 301, Rochester, NY, 14623-3238
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is the 100% owner of Wealth Strategies and Solutions, dedicating full-time hours to investment-related activities through the firm. He also engages in fixed insurance sales, including life, disability, LTC, and health, as needed, and holds various volunteer and consulting positions.
Employment History
Current Registrations
Wealth Strategies & Solutions, LTD.
Leigh Baldwin & CO., LLCBroker
Previous Registrations
1st Global Capital CORP.Broker
Hazard & Siegel, INC.Broker
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
Allmerica Investments, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.