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George Conboy

Brighton Securities CORP.
42 Years of Experience
Batavia, NY
2 DisclosuresBroker
View SEC Summary
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George Conboy is a registered investment advisor at Brighton Securities CORP., based in Batavia, NY, with 42 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,795 clients with $930M in assets under management.

Brighton Securities CORP.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
1,795 clients
Average Client Portfolio
$519K average
Assets Under Management
$931.0M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Annual management fees range from 0.25% to 3.00% depending on the program, account value, and services selected. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

212 East Main Street, Batavia, NY, 14020

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2006
Final
Employment Separation After Allegations
October 1983
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Brighton Securities CORP.
May 2021 - Present · 5 yrs 5 mos
Brighton Securities CORP.Broker
June 1988 - Present · 38 yrs 4 mos
Previous Registrations
Brighton Financial Planning
February 2004 - July 2006 · 2 yrs 5 mos
Shearson Lehman Hutton INC.Broker
April 1988 - May 1988 · 1 mo
E. F. Hutton & Company INCBroker
July 1984 - April 1988 · 3 yrs 9 mos
State Registrations29 states
ALAZCACOCTDCDEFLGAIDILINKYLAMAMDMEMINCNJNVNYOHOKPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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