JR
ChFC
JR
ChFC
James Regitz
41 Years of Experience
Newport Beach, CA
1 DisclosureBrokerSells Insurance
James Regitz is a ChFC-designated registered investment advisor, based in Newport Beach, CA, with 41 years of industry experience.
Location
4695 MacArthur Court, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
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Regulatory
August 2011Final
Other Business ActivitiesSells Insurance
James is an independent insurance agent for various companies, dedicating a few hours per week. He is also a board member for West Coast Stock Car Hall of Fame, a non-managing member of Love Motorsports Holding Company Once, LLC, and an investment advisor rep and reg rep for Mariner Wealth Advisors and MSEC LLC, respectively.
Employment History
Current Registrations
Msec, LLCBroker
February 2025 - Present · 1 yr 3 mos
Mariner Wealth
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Msec, LLCBroker
December 2024 - December 2024 · 0 mos
Newport Wealth Strategies, INC.
December 2011 - July 2015 · 3 yrs 7 mos
Newport Advisory, LLC
April 2007 - August 2011 · 4 yrs 4 mos
Cambridge Investment Research Advisors, INC.
March 2005 - December 2024 · 19 yrs 9 mos
Hartford Equity Sales Company INC.Broker
May 2001 - November 2003 · 2 yrs 6 mos
Ing America Equities, INC.Broker
May 2000 - December 2000 · 7 mos
Cambridge Investment Research, INC.Broker
March 1999 - December 2024 · 25 yrs 9 mos
Cambridge Investment Reserarch, INC.
February 1999 - March 2005 · 6 yrs 1 mo
Fsc Securities CorporationBroker
June 1995 - March 1999 · 3 yrs 9 mos
Cigna Financial Advisors,inc.Broker
September 1984 - May 1995 · 10 yrs 8 mos
State Registrations2 states
CATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.