Diana Pringle
Diana Pringle is a registered investment advisor at Osaic Wealth, INC., based in Okemos, MI, with 41 years of industry experience. Diana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2163 University Park Dr, Suite 110, Okemos, MI, 48864
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Diana is the President and CEO of Wealth Advisors of the Great Lakes and dedicates a few hours per week to fixed insurance sales and service. She also owns Bay Harbor Technologies, LLC, through which she intends to sell children's books via Amazon, dedicating minimal time to this endeavor.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
MML Investors Services, LLCBroker
Securian Financial Services, INC.Broker
Nylife Securities LLCBroker
Spectrum Investment Services, INC.Broker
National Planning CorporationBroker
American United Life Insurance CompanyBroker
Aul Equity Sales CORP.Broker
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors CorporationBroker
American United Life Insurance CompanyBroker
Fortis Investors, INC.Broker
Amev Investors, INC.Broker
Hartford Equity Sales Company INC.Broker
Amev Investors, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.